How should we teach tree-thinking? An experimental test of two hypotheses
© Eddy et al.; licensee Springer. 2013
Received: 9 April 2013
Accepted: 10 April 2013
Published: 19 June 2013
Phylogenies are ubiquitous in college-level biology textbooks, yet many college students continue to struggle to interpret them correctly. Multiple activities and frameworks for teaching phylogenies have been proposed to address this problem. In an introductory biology course for majors, we tested two contrasting hypotheses about the best way for students to learn the basic principles of ‘tree-thinking’.
We constructed two 30-minute, pencil-and-paper-based guided group activities: one focused on using a character matrix to build a tree and one focused on analyzing an existing tree. Groups of three students completed one of these activities during one class session of a large lecture course. All students completed an identical assessment the night of the activity.
We confirmed that students in the two groups were of equal academic ability, and found that students in the ‘build your own tree’ treatment performed significantly better on the assessment than students in the ‘analyze an existing tree’ treatment. We also had first-year graduate students in a Biology PhD program complete the assessment, without doing the activity beforehand. The scores of undergraduates who had done a modified version of the tree building activity were indistinguishable from those of the graduate students.
We recommend simple tree-building activities be a standard part of training for tree-thinking in introductory biology.
KeywordsTree-thinking Reading trees Phylogeny Active learning Scientific teaching
Student acceptance of evolution is influenced by their understanding of the history of life (Nadelson and Southerland 2010). Comprehending long-term evolutionary change, in turn, requires a grasp of speciation, the origin of major innovations, and deep evolutionary time. Unfortunately, students often come to biology with naïve ideas about the evolution of species. For example, many students believe that new species appear when one species evolves into another, rather than when one lineage splits in two (Novick and Catley 2007). This misconception can lead to confusion and a de-valuing of the available evidence for evolution (Padian and Angielczyk 2007). One way to address these naïve student understandings is to teach tree-thinking at the introductory level. Phylogenetic trees - representations of evolutionary relationships among a set of taxa - can be used in the classroom to illustrate the patterns and timescale of evolutionary change (Catley and Novick 2009; Mead 2009).
Because of their usefulness in depicting patterns of evolutionary relationships, phylogenies permeate the scientific literature and biology textbooks (Catley and Novick 2008). Unfortunately, many students find them difficult to interpret and have trouble determining which features of trees contain pertinent information and which do not (Sandvik 2008; Halverson 2011). Some of the most commonly reported misconceptions about trees include:
counting intervening nodes to determine relatedness (Meir et al. 2007);
In addition to identifying multiple student misconceptions about trees, these studies also documented that some college-level students do not know how to use trees to determine relationships. In cases like this, students will simply ignore the tree and instead rely on their prior knowledge of the characteristics of the organisms involved (Gregory 2008; Halverson et al. 2011). The overall conclusion from these studies is that students do not enter college biology courses understanding how to read trees correctly. They need instruction and deliberate practice.
Many researchers have proposed strategies for teaching students how to read trees. Some of these approaches focus on how the trees themselves should be represented in the classroom and in textbooks. For example, student understanding is improved by drawing trees as brackets rather than diagonal lines (Novick and Catley 2007; Baum and Offner 2008) and including synapomorphies on the branches (Catley et al. 2010; Novick et al. 2010a).
Other educators have focused on designing activities to develop students’ tree-thinking skills. These activities involve the students either building trees or analyzing existing trees. The majority of published activities focusing on phylogenies require students to build trees based on a given dataset (Gendron 2000; Singer et al. 2001; Goldsmith 2003; Julius and Schoenfuss 2006; Lents et al. 2010). Although not explicitly stated, these interventions appear to be based on the hypothesis that students will understand phylogenies better if they learn by building them. In contrast to this hypothesis, Halverson (2011) argues that the skills necessary to build trees are different from the skills necessary to read trees, and that combining the two tasks adds an unnecessary layer of complexity to the already difficult problem of interpreting trees. Through interviews and analysis of student assignments, Halverson found that students develop tree-reading skills prior to tree-building skills. This philosophy, of having students analyze existing trees prior to building them, is reflected in the design of Catley and Novick’s (2012) activity.
We proposed to test whether a student’s initial ability to read and interpret trees is best-developed in the context of tree reading or tree building. Should students be introduced to tree-thinking by analyzing an existing tree, as proposed by Halverson et al. (2011), or creating a tree based on evidence?
Establishing tree-thinking benchmarks
Two of the challenges in studies like this one are determining how best to measure student achievement and how to determine when an intervention leads to ‘good enough’ achievement. Pre-/post-tests can evaluate student learning gains, but these gains need to be compared to a relevant benchmark to evaluate an intervention’s educational impact. Although learning gains observed in other studies offer one potential benchmark, cross-study comparisons can be difficult. Many factors can create variation in the magnitude of gains documented in pre-/post-testing, including the topic being tested and the time interval between the pre- and post-test. In the literature on phylogenies, several alternative benchmarks have been employed to put student gains into context. Novick et al. (2010b) compared gains in tree-thinking between (a) 2.5 hours of lecture instruction on reading phylogenies and (b) simply adding synapomorphies to tree diagrams. They found that adding synapomorphies to a tree led to the same gains in student learning as the lecturing. Although appropriate for their study design, (because they were testing a visualization vs. instruction), in general it is not useful to contrast learning gains from a lecture with results from an activity. Education research has already established that exercises where students are actively engaged lead to greater average learning gains than listening to lecture (Dirks 2011; Ruiz-Primo et al. 2011). Thus, experiments based on teaching a topic through a particular activity versus a lecture confound the impact of active learning with the effect that researchers may be most interested in: whether a particular conceptual approach to teaching the topic (for example, building trees) helps students more than an alternative one (for example, analyzing trees). Therefore, a more informative comparison is to evaluate learning gains from contrasting activities. This method allows researchers to evaluate competing hypotheses about how students learn best for a specific topic, within the constructivist context of an active learning exercise. Perry et al. (2008) employed this method to compare learning gains in tree-thinking between two activities: a computer simulation and a pencil-and-paper activity and found the two methods produced equivalent learning gains.
Advanced undergraduate understanding. Performance of students in upper-level biology classes could be used as a benchmark. The only tree-thinking study looking at upper level college students found that, as compared to introductory student, these upper division students showed only small improvements in their tree-thinking skills (Meir et al. 2007).
Expert level understanding. A few studies in the three-thinking literature have compared student performance (after one term of phylogeny instruction) to the understanding displayed by researchers in the field (Halverson et al. 2011; Novick and Catley 2007). No students reached the expert level of understanding in either study, which may not be surprising given the disparity in training and experience. Expert-level understanding may simply be setting the bar too high.
First year graduate students’ understanding. We propose that a more realistic comparison would be first-year graduate students. Although this comparison has not been previously made in the phylogeny literature, physics education researchers have frequently used the level of understanding exhibited by entering graduate students as a benchmark (for example, Shaffer and McDermott 2005). This ‘target’ is ambitious compared to upper level undergraduates but is educationally relevant for instructors preparing students for graduate or professional school.
The purpose of this study is to assess whether tree-building or tree-analyzing leads to greater student progress on these learning objectives. To evaluate the level of student understanding recorded after our tree-thinking intervention, we compared student tree-thinking skills between the two treatments and to those of first-year graduate students.
Course description and activity design
Phylogenies are introduced in the first quarter of a three-quarter introductory sequence for biology majors at the University of Washington. The initial course, Bio180, covers evolution, Mendelian genetics, and ecology, along with a brief survey of the diversity of life. Each week students attend four 50-minute lectures and one 2-hour lab. The course is offered every quarter; 600-700 students enroll each term during the academic year.
This study spanned two quarters - Spring and Fall of 2011 - each of which had a different instructor. To control for instructor differences, we made comparisons within each quarter only. The majority of students in the course were sophomores, and approximately 15% of students each term were enrolled in the Education Opportunity Program (EOP), meaning that they had been identified by the Admissions Office as economically or educationally disadvantaged.
Tree-thinking guided group activities
For students who are just being introduced to tree-thinking, our learning objectives are similar to those suggested by Baum et al. (2006) and address several common misconceptions about interpreting phylogenies. After our intervention, we wanted our students to be able to:
Use trees to determine ancestor-descendant relationships and degrees of relatedness among taxa;
Map where particular traits evolved on the branches of trees and diagnose homoplasy;
Use shared, derived characters to place taxa on a tree;
Recognize that traits do not necessarily evolve in a progressive manner;
Recognize that a species cannot be considered higher or lower than others (tree- vs. progressivist/ladder-of-life thinking);
Recognize that extant traits can be considered basal, but that extant species cannot.
In the classic backwards design tradition (McTighe & Wiggins 1999), these learning outcomes were used to design our post-intervention assessment and the two guided group activities that would be used in class.
The initial guided group activities were based on exam questions, clicker questions, and problems for informal group work that one of the authors (SF) had used in several previous iterations of the course. The scenarios and questions were modified based on input from students, teaching assistants, and the instructor, and then re-written for inclusion in the guided group activities. The activities were completed by small groups of students (2-3) who worked through a single 8½ × 11 sheet of questions, copied both sides. Each activity started with a set of unique questions that guided the students through their assigned task (either building or analyzing a tree). Students then used the tree the built or analyzed to complete a set of short answer questions shared across the two activities focused on common misconceptions about interpreting trees - including how to determine relative relatedness and whether one species can be more advanced or primitive than another.
Activity 1: Building Trees. Students in this treatment constructed a tree of six major groups of chordates using a table of morphological characters (Additional file 1: Supplement 1).
Activity 2: Analyzing Trees. Students in this treatment mapped morphological characters on an existing tree representing six major groups of chordates (Additional file 1: Supplement 2). They also were asked to draw an alternative representation of the tree which maintained the given relationships.
Experiment 1: is student ability to interpret phylogenies maximized by introducing tree-thinking through building a tree or analyzing an existing tree?
In Spring 2011, students were assigned an initial reading assignment on phylogenies from the textbook required for the course. In class, the instructor briefly introduced tree-thinking in an approximately 10-minute mini-lecture. Students (n = 314) in the lecture hall were then instructed to work in groups of two to three on one of the two randomly-assigned tree-thinking activities. The activities took approximately 30 minutes for students to complete. During the activity, teaching assistants (one TA per 50 students) and the instructor walked around the room and engaged student groups who had questions. After students turned in their activities, the instructor ended the class session with a 10-minute wrap-up lecture. Students earned two course points for participating in the exercise (approximately 0.25% of their final grade). Students were not given feedback on their activity answers before the post-class assessment (but were provided a key to the activities after the assessment was due). Activities were later scored for correctness, but this score did not influence student grades.
Assessment development and implementation
The night of the classroom activities, students completed a post-activity assessment consisting of eight multiple-choice questions (Additional file 1: Supplement 3). We used a night of assessment to isolate the impact of the in-class activity versus any influence of additional reading or instruction in other class sessions or labs. This assessment was intended as a formative assessment that provided students an opportunity for deliberate practice on concepts that one of the authors (SF) had observed to be challenging in previous terms and that have been identified in the literature (Baum and Offner 2008). The questions were written with the intent of documenting whether students had mastered the key concepts of tree-thinking, not to identify students of varying ability. (Stated another way, we hoped that the majority of students would get the questions right after instruction). The assessment questions developed were examined for content validity by three additional instructors who have taught tree-thinking in introductory and upper-level biology courses. These instructors confirmed that all the questions addressed their associated learning goals.
In this assessment, students used an existing tree to make conclusions about relative relatedness, location of synapomorphies, homology vs. homoplasy, and whether any species were more advanced or primitive than another. Students earned two course points for completing this assessment (approximately 0.25% of their final grade) and the majority of students did so (87.9% of the class).
In addition to qualitative measures, assessment validity and reliability were explored using item response theory. To document construct reliability, a Person Separation Reliability Index (analogous to Cronbach’s alpha; Bond and Fox 2001) was calculated in Winsteps (Linacre 2012). Person Separation Reliability measures the replicability of the ordering of persons (by ability) if they were given another instrument measuring the same construct (in this case tree-thinking skills). To test the assumption that each question was valid, we assessed item fit (Bond and Fox 2001) using the eRM package in R (Mair and Hatzinger 2007). Item fit measures whether each item is measuring the same construct as the rest of the items on the exam (that is, tree-thinking skills vs. reading comprehension or some other skill). Significant P values for item fit indicate an item is not measuring tree-thinking. To explore the relative challenge of the assessment questions, we created Wright Maps using the eRM package in R. This also allowed us to determine how well our questions were able to parse out differences in student ability and to rank the questions by difficulty (Lim et al. 2009).
We analyzed two aspects of student achievement in this experiment. Our first goal was to assess whether students, with minimal instructor contribution (approximately 10 minutes of lecture), could correctly reason through questions on the in-class activity that addressed common misconceptions about reading phylogenies. To do so, we quantified the proportion of student groups that correctly answered each question on the two activities. Exam scores in this course typically range from 65% to 72%, so on average we would expect about 70% of the class to be able to answer each question in the activities correctly. To evaluate whether students did well or poorly on the activity questions, we used a more conservative threshold of 80%. Our cutoff is more stringent because the clicker literature demonstrates that student responses improve when they are allowed to discuss their answers with each other over when they work alone (Smith et al. 2011) and the activities encouraged students to work together on the questions.
Our second goal was to determine whether there was a difference between the two activities in their effectiveness at improving student ability to interpret phylogenies. Therefore, we compared student post-activity assessment scores (out of a possible 8 points) between the two activity types. The first two questions on the post-activity assessment had students place a clade on a tree similar to the tree-building activity, which could have biased the assessment results in favor of the tree building activity. To control for this potential bias towards the building trees activity, we ran a second analysis with a reduced set of assessment questions that did not include questions 1 and 2.
Student scores on the post-activity assessment were highly left skewed, bounded on both sides (ranging only from 0 to 8 or 0 to 6) and discrete (no partial credit was given for incorrect answers). Thus, we could not meet the data normality assumption of most parametric tests. We therefore employed a proportional-odds logistic regression, which is an extension of standard logistic regression (Moutinho and Hutcheson 2011; Antione and Harrell 2000), implemented in R with the package MASS (Venables and Ripley 2002). For our full analysis with eight questions, this regression models the effect of our explanatory variables (including activity type and student ability - described more below) on our ordered, categorical-response variable (the total number of questions on the assessment answered correctly) through a series of seven dichotomous comparisons: getting one question correct versus two, three, four, five, six, seven, or eight questions correct; getting one or two questions correct versus three, four, five, six, seven, or eight correct, and so on. (There were no 0s on the assessment, so the 0 versus 8 comparison was not included). The effect of the explanatory variables is then averaged across all seven comparisons. The betas in this model can thus be interpreted as the effect that a change in the explanatory variable has on the log-odds that the score on the assessment will be in a higher rather than lower category (for example, eight correct vs. seven). The same test was performed with the reduced set of six questions.
To control for potential differences in the academic ability of students assigned to the two activity types, we included the predicted grade for each student in the course, calculated from college GPA and SAT scores (see Freeman 2007), as an explanatory variable along with the activity type (building or analyzing a tree). We were particularly interested in documenting whether EOP students performed better or worse than non-EOP students on this task, so EOP status was the third explanatory variable included in the model. This comparison was of interest because EOP students historically perform worse on assessments in this course than non-EOP students, but classroom activities like the activities tested here have been shown to reduce the achievement gap (Haak et al. 2011).
We used a likelihood ratio test to determine the significance of our explanatory variables. This test compares a full model, including the variable of interest, to a model without the variable of interest but retaining the other two explanatory variables. For example, we compared a full model with EOP status, predicted grade and activity type to a reduced model with just EOP status and predicted grade. If this reduced model was a significantly worse fit to our data, then we concluded that the variable of interest was significant (Fox and Weisberg 2011). This test was implemented in R using the car package (Fox and Weisberg 2011).
Experiment 2: is a student’s ability to interpret phylogenies after the tree-building activity comparable to that of a graduate student in biology?
This experiment occurred in Fall 2011. As in Spring 2011, students (n = 491) were instructed to read a chapter on phylogenies before class; they also took a reading quiz focused on tree vocabulary and basic concepts before class. At the start of the class session, the instructor introduced tree-thinking with a clicker question and then students worked in groups to complete a modified version of the tree-building activity (Additional file 1: Supplement 4). The decision to focus on the tree-building activity was made based on the results from Experiment 1.
The night of the classroom activity, students completed an assessment consisting of 13 multiple-choice questions each worth 1 point (Additional file 1: Supplement 5). Eight of the questions were identical to those found in the Spring 2011 assessment. Five new questions were added in fall, drawn from a tree-thinking concept inventory developed by Naegle (2009). The addition of these five questions was done to increase our ability to discriminate between students of different ability levels (a response to our Spring 2011 results). Students earned two points for completing the assessment (0.25% of their final grade). In Spring 2012, 12 biology graduate students completing their first year of graduate school completed the same 13-question assessment. These graduate students were from a heterogeneous biology department with four students in molecular, cellular, and developmental biology, seven in evolution, ecology, and conservation biology, and one from physiology, behavior, and biomechanics. These graduate students were blind to the purpose of the experiment.
We used a randomization test to determine whether undergraduate and graduate student scores on the post-activity assessment were equivalent. The randomization test was necessary because we had a much smaller sample of graduate student responses (n = 12) compared to undergraduate (n = 491). To test whether graduate student understanding was significantly different from undergraduate understanding, we randomly drew 12 scores from a pooled sample containing both graduate and undergraduate scores and calculated a median for that sample. This sampling method was iterated 100,000 times to create a distribution of median scores. From this distribution we calculated a median and 95% confidence interval for the pooled scores. If <5% of the samples had a median equal to or more extreme than the graduate student median, then we would conclude that the graduate student median was significantly different than the undergraduate median at the P = 0.05 level. Conversely, if >95% of the draws had graduate students lower than undergraduates, this would imply that undergraduates may have significantly outperformed the graduate students. We assessed differences in total score on the assessment as well as on each of the 13 questions.
Experiment 1: is student ability to interpret phylogenies maximized by introducing tree-thinking through building a tree or analyzing an existing tree?
A similar pattern is observed on the reduced assessment. Of the three explanatory variables tested, only activity type and predicted grade significantly improved the fit of the model (χ2 = 6.7, P = 0.01, and χ2 = 28.6, P < 0.001 respectively). Including EOP status in our model had no significant impact on fit (χ2 = 0.49, P = 0.48). Predicted grade had the largest effect on the number of questions answered correctly on the post-activity assessment (β = 0.90 ± 0.18). Just as in the full assessment, with a 1-point increase in predicted grade, a student was 2.5 times as likely to answer an additional question correctly on the assessment. Completing the tree-building activity rather than the tree-analysis activity meant that a student was 1.8 times as likely to answer one additional question correctly on the six-question post-test (β =0.60 ± 0.23).
Experiment 2: is a student’s ability to interpret phylogenies after the classroom intervention comparable to that of a graduate student in biology?
Percentage of undergraduate and graduate students that correctly answered each question on the post-activity assessment
Undergraduate correct (%)
Mean correct (from 100,000 samples of 12 pooled scores) (%)
Graduate correct (%)
In this study, student performance on a tree-thinking assessment improved when they completed a tree-building versus a tree-analyzing activity in class, and student scores on an assessment after a tree-building activity were statistically indistinguishable from those of a group of first-year graduate students in biology. Thus, our findings do not support Halverson’s (2011) hypothesis that asking students to build trees when they are initially introduced to phylogenies complicates the task and reduces their ability to read trees. The data reported here support the hypothesis that building trees actually improves student understanding of how to read trees and further reinforces the efforts that several authors have made to create introductory activities based on building trees (Gendron 2000; Singer et al. 2001; Goldsmith 2003; Julius and Schoenfuss 2006; Lents et al. 2010).
Why is creating trees from data so beneficial? Our hypothesis is that it forces students to grapple with what each element in a tree diagram actually represents, as recommended by Baum and Offner (2008). As a result, students begin interpreting trees through an evolutionary lens rather than simply as a diagram (Novick and Catley 2007; Novick et al. 2010a, b). This ability can help them parse the information available in a tree and determine which information is biologically relevant. Thus, reading phylogenies may be a similar problem to interpreting schematics in physics (Chi et al. 1981) or mathematic problems (Silver 1979), where experts readily parse out which aspects of the figure/question are relevant for problem solving because they know and understand the concepts underlying the problem, while novices are distracted by superficial features. Although cognitively more challenging than reading trees (Halverson 2011), the extra effort necessary to build trees may be worthwhile if this exercise helps students grasp the underlying biological concepts of trees more readily.
A second key finding of our study is that, with minimal instruction prior to the activity - a reading assignment and approximately 4 minutes devoted to a clicker question - introductory biology students are able to successfully tackle challenging questions about trees. In addition, as the activity presented in this paper replaced lecture, teaching tree-thinking via an activity did not require any additional course time over the time traditionally allocated to it in the course. This course structure, where the activity replaces lecture, differentiates our activity from all but one of the previously published phylogeny activities (Goldsmith 2003). In the other cases, activities were conducted in lab or as a supplement to lecture instruction (Gendron 2000; Singer et al. 2001; Julius and Schoenfuss 2006; Catley and Novick 2010; Lents et al. 2010). On average, the activity introduction takes 4 to 10 minutes and the activity itself 30 minutes, which leaves at least 10 minutes of a standard class period for a wrap-up discussion. This discussion can be focused on any remaining student misconceptions, or questions raised through the activity. We have identified four areas our undergraduates, and some graduate students, still struggle with and suggest that they would be ideal to explore in the closing discussion:
assessing relationships between species with many intervening nodes;
understanding that extant species are not more primitive or advanced than other extant species;
realizing that relative branching order does not necessarily represent the chronological sequence in which clades appear; and
recognizing that overall similarity is not necessarily correlated with relatedness.
Teaching tree-thinking almost purely through an activity is possible because students come to class having already read about phylogenies in their textbook. Daily reading quizzes that cover basic vocabulary and concepts administered before class (Additional file 1: Supplement 6) help insure that students complete the required reading. These quizzes take no extra class time and are easily graded by a standard class management system. Without this kind of enforced accountability, it is common for only 25% of students in introductory courses to actually complete a given reading assignment (Burchfield and Sappington 2000). But with reading quizzes, 64% to 100% of students do the reading (Ruscio 2001; Johnson and Kiviniemi 2009). We emphasize the importance of this sort of accountability because it ensures that students come to class prepared to tackle the more difficult concepts involved with tree-thinking.
This study is an example of what we call ‘second-generation’ biology education research. Second-generation research is based on the realization that active learning is more effective than passive lecture - a conclusion based on a large body of research (Dirks 2011; Ruiz-Primo et al. 2011). We argue that it is time for researchers to focus on questions about how to teach specific topics in biology by testing alternative hypotheses or assessing the relative value of different active learning techniques. In this study we explored whether two different frameworks for teaching phylogenies were equally effective. By using the same mode of instruction - in this case, paper-and-pencil activities -we were able to demonstrate that the effect we saw was due to the difference in the conceptual framework of instruction, and not the mode of delivery. We also assessed the educational significance of the intervention by comparing the performance of undergraduates after the intervention to a meaningful reference - the performance of first-year graduate students. Grounding results in this way can allow researchers to assess how useful an intervention has been in furthering student understanding.
The phylogenies education literature demonstrates that a second generation framework can successfully focus research effort on the intricacies of student learning. By delving into the particular challenges of a topic they have determined, for example, which representation are most intuitive (Novick and Catley 2007; Baum and Offner 2008), which concepts are particularly challenging for students (Meir et al. 2007; Omland et al. 2009; Naegle 2009), and what type of active learning is most effective for a particular topic (Perry et al. 2009). In addition, this study has demonstrated that introducing phylogenies by having students build trees is more effective than having them analyze pre-existing phylogenies. In summary, as demonstrated by the growing body of literature of teaching phylogenies, we contend that second-generation research is both stimulating and fruitful - not only for tree-thinking, but across the entire breadth of biology.
We are grateful to Roddy Theobald for statistical advice, Veronica Di Stilio for permission to perform an experiment in her class, the 1st-year graduate students in the University of Washington’s Department of Biology for completing the tree-thinking assessment, and John Parks, Dozie Okoroafor, and Mikhail Koval for logistical support. The project was funded by the National Science Foundation (DUE-0942215).
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